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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-05-10 |
Branch Locations
2923 Marketplace Drive Suite 108, Fitchburg, WI 53719 • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-22 |
| WI | RA | APPROVED | 2023-02-22 |
Branch Locations
2923 Marketplace Dr Ste 108, Fitchburg, WI 53719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Madison | WI | 02/2003 | Present |
| Global Retirement Partners, Llc | Middleton | WI | 01/2019 | 02/2023 |
| Gateway Wealth Partners, Llc | Madison | WI | 04/2024 | Present |
| Lpl Financial, Llc | Madison | WI | 02/2023 | 04/2024 |
1. 05/14/2014 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Using Crump as the insurance broker for non-variable life, long term care and fixed annuity business. 2. 3/23/2023 - Bankers' Retirement Partners (BRP) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/22/2023 - 140 Hours Per Month/120 Hours During Securities Trading 3. 05/03/2024 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 100 Hours Per Month/ 40 Hours During Trading 4. 05/13/2024 - Gateway Financial Partners - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/26/2024 - 60 Hours Per Month/ 40 Hours During Trading 5. 05/13/2024 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/29/2024 - 80 Hours Per Month/ 40 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 04/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 07/05/2024 - J Henry Consulting, LLC - J Henry Consulting, LLC - Not Investment Related - At Reported Business Location(s) - Start Date 03/14/2024 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-28 |
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