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Timothy David Hutchinson

LPl Enterprise, LLC

Hendersonville, TN

Nashville, TN

CRD 2849774

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-11-14
  • TN RA
    APPROVED
    Since 2024-11-14

Branch Locations

113 Hazel Path Suite 4, Hendersonville, TN 37075 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Franklin TN 06/2014 11/2024
Prudential Insurance Company Of America Franklin TN 06/2014 Present
Lpl Enterprise, Llc Franklin TN 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-23
S63 Uniform Securities Agent State Law Examination 1997-03-20
  • S65 Uniform Investment Adviser Law Examination
    2015-12-23
  • S63 Uniform Securities Agent State Law Examination
    1997-03-20
Other Names
  • Tim Hutchinson
  • Timothy David Sr Hutchinson
  • Timothy David Hutchinson
  • Timothy David Hutchinson

View on SEC IAPD

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