Patricia P Robertson

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-06-30

CA RA
APPROVED

Since 2010-06-30

Branch Locations

Costa Mesa, CA • United States

100 Bayview Circle Suite 210, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth Inc	Irvine	CA	06/2010	Present

06/2010 → Present

Osaic Wealth Inc

Irvine, CA

Previous Registrations

2004-01-14 → 2009-12-31

Northern Trust Securities, Inc.

Newport Beach, CA

Newport Beach, CA

Other Businesses

1. MAXIM CAPITAL ADVISORS, INC, INVESTMENT RELATED, 9160 IRVINE CENTER DRIVE, STE 201, IRVINE, CA 92618, VP OF INVESTMENTS, STARTED 6/25/10, 20 HOURS PER MONTH, 1 HOUR DURING STH. , ACTIVE MANAGEMENT, FIXED INSURANCE. 2. ROYAL ALLIANCE ASSOCIATES, INC, YES, 9160 IRVINE CENTER DR., STE 201, FINANCIAL ADVISOR, 7/2010, 20HRS/MONTH, 10HRS DT, CORP RIA, IDENTIFY NEW BUSINESS, QUALIFY PROSPECTS, MAINTAIN ONGOING REVIEWS AND CLIENT SUPPORT. 3. MAXIM CAPITAL ADVISORS, INC. POSITION: VP Investments NATURE: S. Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 06/25/2010 ADDRESS: 9160 Irvine Center Drive, Suite 201, Irvine CA 92618, United States DESCRIPTION: CA State Fixed Insurance Agent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-09-11

S66 Uniform Combined State Law Examination

1997-09-11

Other Names

Patricia Pimentel Cimino
Patricia P Cimino
Patricia Pimentel

View on SEC IAPD