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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-19
NJ RA APPROVED 2007-03-21
  • TX RA
    APPROVED_RES
    Since 2009-10-19
  • NJ RA
    APPROVED
    Since 2007-03-21

Branch Locations

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 06/2002 Present
Bank Of America, N.A. Short Hills NJ 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-13
S63 Uniform Securities Agent State Law Examination 1998-08-18
  • S65 Uniform Investment Adviser Law Examination
    2001-03-13
  • S63 Uniform Securities Agent State Law Examination
    1998-08-18

View on SEC IAPD

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