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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-12 |
| PA | RA | APPROVED | 2024-05-20 |
Branch Locations
100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States
999 Paoli Pike, West Chester, PA 19380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara Bank | Pottstown | PA | 02/2014 | 09/2016 |
| Key Investment Services Llc | Syracuse | NY | 09/2016 | 01/2021 |
| Keybank | Pottstown | PA | 09/2016 | 01/2021 |
| Key Investment Services Llc | Pottstown | PA | 01/2021 | 05/2024 |
| Wells Fargo Clearing Services, Llc. | Radnor | PA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-24 |
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