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Patrick Duggan

Cetera Investment Advisers LLC

Lombard, IL

Chicago, IL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-08-23
  • IL RA
    APPROVED
    Since 2022-08-23

Branch Locations

One East 22Nd Street Suite 710, Lombard, IL 60148 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 10/2014 11/2017
Ameriprise Financial Services, Inc. Chicago IL 11/2017 10/2018
U.S. Bancorp Investments, Inc. Chicago IL 11/2018 08/2021
Fifth Third Bank Chicago IL 08/2021 08/2022
Fifth Third Securities Chicago IL 08/2021 08/2022
Cetera Investment Advisers Llc Lombard IL 08/2022 Present
Cetera Investment Services Llc Saint Cloud MN 08/2022 Present
Previous Registrations
  • 2021-08-12 → 2022-08-22
    Fifth Third Securities, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2018-12-06 → 2021-08-10
    U.S. Bancorp Investments, Inc.
    Chicago, IL
    Chicago, IL
    Chicago Heights, IL
    Olympia Fields, IL
    Richton Park, IL
    Chicago, IL
    Blue Island, IL
    Calumet City, IL
    Bridgeview, IL
    Chicago, IL
    Evergreen Park, IL
    Chicago, IL
    Dolton, IL
    Orland Park, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Park Forest, IL
    Homewood, IL
    Chicago, IL
  • 2017-11-27 → 2018-10-04
    Ameriprise Financial Services, Llc
    Chicago, IL
    Chicago, IL
  • 2014-10-22 → 2017-12-07
    J.P. Morgan Securities Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2012-03-16 → 2014-10-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
    Chicago, IL
    Chicago, IL
Other Businesses

PJDWEALTH.COM, WEBSITE FOR CETERA BUSINESS, 100% OWNER, 1/HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-15
  • S66 Uniform Combined State Law Examination
    2012-03-15
Other Names
  • Pat Joseph Duggan
  • Patrick J Duggan
  • Patrick Joseph Duggan

View on SEC IAPD

Other Firms

FORUM FINANCIAL MANAGEMENT, LP
OSAIC WEALTH, INC.
EDWARD JONES
INVESTMENT CONSULTING SERVICES, LLC
ATHENA ADVISOR SERVICES, LLC
PFS INVESTMENTS INC.
COMMONWEALTH FINANCIAL NETWORK
1ST ADVANTAGE FINANCIAL ADVISERS, LLC

Other Investors

THOMAS JOHN CAMPBELL
MARY PATRICIA WESCHE
MARVIN LEE PEPLOW
JEFFREY ARNOLD BORENSTEIN
ROBERT FRANCIS FEZZA
SANJAY Paul SHARMA
Mark Jason Schmulen
Tyler Hurst Smith

Other Offices

FORUM FINANCIAL MANAGEMENT, LP · LOMBARD, IL
OSAIC WEALTH, INC. · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
EDWARD JONES · Lombard, IL
INVESTMENT CONSULTING SERVICES, LLC · LOMBARD, IL
ATHENA ADVISOR SERVICES, LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMARD, IL

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