Best Investors Account Sign in

William Henry Cox

Fifth Third Securities, Inc.

Rockville, IN

Terre Haute, IN

Terre Haute, IN

CRD 2849078

Claim This Profile
Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-05-06
  • IN RA
    APPROVED
    Since 2015-05-06

Branch Locations

720 N. Lincoln Road, Rockville, IN 47872 • United States

2511 Poplar Street, Terre Haute, IN 47803 • United States

350 Wabash Avenue, Terre Haute, IN 47808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Terre Haute IN 05/2015 Present
  • 05/2015 → Present
    Fifth Third Securities
    Terre Haute, IN
Previous Registrations
  • 2012-12-10 → 2015-05-18
    Investment Professionals, Inc.
    San Antonio, TX
    Terre Haute, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-07
S63 Uniform Securities Agent State Law Examination 1997-07-18
  • S65 Uniform Investment Adviser Law Examination
    2012-12-07
  • S63 Uniform Securities Agent State Law Examination
    1997-07-18
Other Names
  • Bill Cox

View on SEC IAPD

More in Rockville, IN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor