Rosalie Victoria Maiorano

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → Present
  Royal Alliance Associates
  Brooklyn, NY

Other Businesses

1) CRUMP INSURANCE AGENCY; INVESTMENT RELATED; 8754 BAY 16TH STREET, BROOKLYN NY 11214; STATUTORY AGENT; STARTED 12/15/1999; 10 HRS/MTH; 2 HRS/MTH DURING ST HOURS; SALE OF INSURANCE PRODUCTS. 2) RVM TAX SERVICES POSITION: Tax Preparer NATURE: Income Tax Preperation --- Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 72 START DATE: 01/01/2011 ADDRESS: 294 Hempstead Avenue, Malverne NY 11565, United States DESCRIPTION: Income Tax Preparation, evaluation of client IRS and NY state letters 3) Maiorano & Associates, Inc POSITION: Tax Preparer NATURE: Personal Income Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1990 ADDRESS: DESCRIPTION: The activity is listed on my business cards along with my broker/deal disclosure. CPA, Tax Services, Bookkeeping, and/or Accounting Services.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1998-12-11

Other Names

• Rosalie V Maiorano