Richard Kent Johnson

Current Employers

Employment History

• 01/1997 → 11/2017
  Waddell & Reed, Inc.
  Oak Brook Terrace, IL
• 04/1997 → 11/2017
  Various Insurance Carriers For W & R Insurance Agencies
  Hinsdale, IL
• 12/2017 → Present
  Lpl Financial, Llc
  Lombard, IL
• 12/2017 → 02/2018
  Good Life Advisors, Llc
  Westchester, IL
• 01/2018 → Present
  Pcg Wealth Advisors, Llc (Dba: Pcg Wealth Management)
  Lombard, IL

Previous Registrations

• 2017-12-04 → 2018-01-04
  Good Life Advisors, Llc
  Westchester, IL
  Celebration, FL
• 1998-01-23 → 2017-12-12
  Waddell & Reed
  Oak Brook Terrace, IL
  Savage, MN
  Oak Brook Terrace, IL

Other Businesses

1. 12/04/2017 - PCG WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 60%/ Lombard, IL 2. 12/04/2017 - CRUMP/ NON-VARIABLE INSURANCE/ 2%/ Lombard, IL 3. 12/04/2017 - RKJ & ASSOCIATES/ TAX PREP, ACCOUNTING, CPA/ 5%/ Lombard, IL 4. 12/4/2017 - Insurance Designers of Kansas City - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/04/2017 - 10 Hours Per Month/2 Hours During Securities Trading - Time Spent 2% - Fixed insurance. 5. 1/5/2018 - PCG Wealth Advisors, LLC - DBA: PCG Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 12/04/2017 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 30 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 1/5/2018 - PCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 01/05/2018 - 10 Hours Per Month During Securities Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 10 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 5/15/2018 - RKJ & ASSOCIATES LTD - Investment Related - Lombard, IL - Third Party Administrator (TPA) - Start Date: 12/01/2017 - 20 Hours Per Month/5 Hours During Securities Trading - Pension plan administration. 8. 7/10/2018 - Associates of Clifton Park - Investment Related - 747 Pierce Rd., Clifton Park, NY 12065 - Non-Variable Insurance - Insurance Producer - Start Date: 06/19/2018 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-24
• S63 Uniform Securities Agent State Law Examination
  1997-02-11

Other Names

• Richard Johnson