Benjamin Lee Johnson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1996 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plainsboro, NJ
• 09/2009 → Present
  Bank Of America,Na
  Philadelphia, PA

Other Businesses

I*55243 For profit or not for profit: Non-Profit Organization Name of outside business organization: Please Touch Museum Investment related: N Address of business: 4231 Avenue of the Republic, Philadelphia, Pennsylvania 19131 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 9/28/2012 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Board Member I*1022273 For profit or not for profit: Entity Charitable Name of outside business organization: Habitat for Humanity Investment related: N Address of business: Philadelphia, Pennsylvania, 19121 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 10/4/2022 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 2 Duties: , Board of Trustee

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-13
• S63 Uniform Securities Agent State Law Examination
  1997-03-27

Other Names

• Benjamin L Johnson