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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 09/2013 | Present |
| Nabell Winslow Investments & Wealth Management | Wilmington | NC | 09/2013 | Present |
| Nabell Winslow Wealth Management | Wilmington | NC | 09/2013 | Present |
| Nabell Winslow Insurance | Wilmington | NC | 09/2013 | Present |
| Nabell Winslow Life Insurance | Wilmington | NC | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1 DBA: NABELL WINSLOW, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, 09/2013, OVER 40 HRS/WK, DURING TRADING HRS, PART OWNER - RR, IAR 2 LIFE SETTLEMENT BUSINESS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, LIFE SETTLEMENTS, 09/2013, LESS THAN 1 HR/WK - VARIES DURING TRADING HOURS, INSURANCE AGENT, SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC 3 FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, 09/2013, 1 HR/WK - VARIES DURING TRADING HRS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE &ANNUITIES 4 PROPERTY OWNER, NOT INVESTMENT RELATED, FARMLAND LOCATED IN NC, 2007, LESS THAN 1 HR/WK - NOT DURING TRADING HRS, 100% OWNER, RENTS FARMLAND TO A FARMER 5 PARTNERS SQUARE LLC, INVESTMENT RELATED; SAME AS REGISTERED LOCATION; INSURANCE MARKETING ORGANIZATION; 7/2015; 5-10 HRS/WK DURING SECURITY TRADING HRS; OWNER 6 MASONBORO CAPITAL PROPERTIES, INVESTMENT RELATED: NO ADDRESS: 1015 ASHES DR SUITE 100 WILMINGTON NC 28405, NATURE OF BUSINESS: PURCHASE BUILDING TO DOMICILE NABELL WINSLOW, 2/2016, APX # OF HRS/WK: 1, TITLE: OWNER 7 SAWW HOLDINGS LLC, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: REAL ESTATE HOLDING, 11/2016, APX # OF HRS/WK: 1, POSITION: 100% OWNER, DUTIES: SET UP FOR ASSET PROTECTION FOR REAL ESTATE 8 CMAP HOLDINGS, LLC.,INVESTMENT RELATED: NO, SAME AS RESIDENTIAL LOCATION, NATURE: REAL ESTATE HOLDING,11/2016, APX # OF HRS/WK: 1, POSITION: OWNER DUTIES: SET UP FOR ASSET PROTECTION FOR REAL ESTATE 9 TREE FARM PROPERTIES LLC INVESTMENT RELATED: NO SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: REAL ESTATE HOLDING 4/2018 APX # OF HRS/WK: 1 POSITION: OWNER DUTIES: GENERAL DUTIES 10 BUTLER ROAD PROPERTIES, LLC INVESTMENT RELATED: NO SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: REAL ESTATE HOLDING START: 4/2018 APX # OF HRS/WK: 1 POSITION: OWNER DUTIES: GENERAL DUTIES 11 MASONBORO CAPITAL GROUP, LLC INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 09/2013, RR APX # OF HRS/WK: 50, 32.5 DURING TRADING HRS; DUTIES: DBA FOR FINANCIAL SERVICES 12 THE AMERICAN COLLEGE OF FINANIAL SERVICES; INVESTMENT RELATED: NO; 630 ALLENDALE ROAD SUITE 400 KING OF PRUSSIA, PA 19406; NATURE OF BUSINESS: BOARD; 1/2021; TITLE: BOARD MEMBER; APX # OF HRS/WK: 1; DUTIES: SUPPORT COLLEGE MISSION, PROVIDE INSIGHT ON CURRICULUM AND INITIATIVES 13 UNIVERSITY OF MOUNT OLIVE; INVESTMENT RELATED: NO; MOUNT OLIVE NC 28365; NATURE OF BUSINESS: BOARD;12/2020; TITLE: DIRECTOR; APX # OF HRS/WK: VARIES; DUTIES: FUNDRAISING, STEWARDSHIP FOR UNIVERSITY 14 AICCFC; INVESTMENT RELATED: NO; 472 BARTON POST RD, ORANGE CT 66477; NATURE OF BUSINESS: ADVISORY BOARD; 09/2021; TITLE: BOARD MEMBER; APX # OF HRS/WK: 1-3; DUTIES: OFFER ADVICE ON CORRECULUM AND GROWTH 15 NABELL WINSLOW INVESTMENTS & WEALTH MANAGEMENT;INVESTMENT RELATED,SAME AS REGISTERED LOCATION,FINANCIAL SERVICES,09/2013,OWNER;APX # HRS/WK/DURING TRADING HRS: 40/32.5; DBA FOR FINANCIAL SERVICES; 16 NABELL WINSLOW WEALTH MANAGEMENT;INVESTMENT RELATED,SAME AS REGISTERED LOCATION,FINANCIAL SERVICES,09/2013;OWNER;APX # HRS/WK/DURING TRADING HRS: 40/32.5; DBA FOR FINANCIAL SERVICES; 17 NABELL WINSLOW INSURANCE;INVESTMENT RELATED,SAME AS REGISTERED LOCATION,FINANCIAL SERVICES,09/2013,OWNER;APX # HRS/WK/DURING TRADING HRS: 40/32.5; DBA FOR FINANCIAL SERVICES; 18 NABELL WINSLOW LIFE INSURANCE;INVESTMENT RELATED,SAME AS REGISTERED LOCATION,FINANCIAL SERVICES,09/2013,OWNER;APX # HRS/WK/DURING TRADING HRS: 40/32.5; DBA FOR FINANCIAL SERVICES; 19 THE AMERICAN COLLEGE O. GRANUM CENTER FOR FINANCIAL SECURITY;NO;630 ALLENDALE RD KING OF PRUSSIA, PA 19406;NON PROF;06/2023;CHAIRMAN;VARIES;EXPLORE AND ADDRESS ISSUES IN WEALTH PLANNING INDUSTRY; 20)THE AMERICAN COLLEGE OF FINANCIAL SERVICES;NO;630 ALLENDALE RD KING OF PRUSSIA, PA 19406;NON PROF;09/2023;FINSERV AMBASSADOR;VARIES;PROMOTING COLLEGE AND FINANCIAL LITERACY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-13 |
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