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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-17 |
| NJ | RA | APPROVED | 2009-10-23 |
Branch Locations
13A Main St, Sparta, NJ 07871 • United States
Randolph, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sparta | NJ | 10/2009 | Present |
| Bank Of America, Na | Sparta | NJ | 12/2009 | Present |
I*11098 For profit or not for profit: Name of outside business organization: JH2 Realty Investment related: Address of business: Hopatcong, New Jersey 7843 Nature of business: , Position, title, association: , Start date of relationship: 7/1/2021 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-11 |
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