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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-03-24
TX RA APPROVED 2017-03-21
FL RA APPROVED 2017-03-07
  • LA RA
    APPROVED
    Since 2023-03-24
  • TX RA
    APPROVED
    Since 2017-03-21
  • FL RA
    APPROVED
    Since 2017-03-07

Branch Locations

Belleair Bluffs, FL • United States

600 Cleveland Street Suite 1150, Clearwater, FL 33755 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Clearwater FL 05/2002 01/2017
Raymond James Financial Services, Inc. Clearwater FL 01/2017 05/2022
Steward Partners Investment Advisory Llc Clearwater FL 01/2017 Present
Steward Partners Global Advisory, Llc Clearwater FL 01/2017 Present
Steward Partners Investment Solutions, Llc Clearwater FL 05/2022 Present
  • 05/2002 → 01/2017
    Clearwater, FL
  • 01/2017 → 05/2022
    Raymond James Financial Services, Inc.
    Clearwater, FL
  • 01/2017 → Present
    Clearwater, FL
  • 01/2017 → Present
    Steward Partners Global Advisory, Llc
    Clearwater, FL
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Clearwater, FL
Previous Registrations
  • 2009-06-01 → 2017-01-30
    Clearwater, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Clearwater, FL
  • 2002-05-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Clearwater, FL
    Clearwater, FL
Other Businesses

(1) Name of Business: Hibbard Wealth Management Group Address: 600 Cleveland St Ste 1150, Clearwater, FL, 33755, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/28/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2) Name of Business: STEWARD PARTNERS GLOBAL ADVISORY Address: 600 Cleveland St Ste 1150, Clearwater, FL, 33755, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes; Start Date: 06/13/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: INSTALL INSURANCE PRODUCTS LISTED (3) Name of Business: Steward Partners Investment Advisory LLC Address: 600 Cleveland St Ste 1150, Clearwater, FL, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 01/26/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor for my book of clients (4) Name of Business: Mortan Plant Hospital Finance Committee; City/State: Clearwater, FL; Activity Type: Board Membership; Position/Title: Member; Investment related: No; Start date: 01/01/2025; 8HRS/MO devoted to this activity; 0 HRS/MO devoted during business hours; Description of duties: Advisory committee to board of trustees. (5) Name of Business: Ruth Eckerd Hall; City/State: Clearwater, FL; Activity Type: Board Membership; Position/Title: Board Member; Investment related: No; Start Date: 02/24/2025; 2 HRS/MO devoted to this activity; 2 HRS/MO devoted during business hours; Description of duties: Advisory in nature to staff, helping guide decisions of the hall, approving budgets, supporting education programs, strategic planning efforts. (6) OBA Type: Board/Committee Membership; Name of Activity: Amplify Clearwater; Nature of Business: Regional Chamber of Greater Clearwater; Position/Title: Board Member; City/State: Clearwater, FL; Duties: Help guide strategic direction of chamber and set policy for organization.; 1HR/MO devoted to activity; 1HR/MO devoted during business hours; Not investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-06
  • S63 Uniform Securities Agent State Law Examination
    1997-06-06
Other Names
  • Frank Van Schaack Hibbard
  • Frank V Hibbard

View on SEC IAPD

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