Albert S Toto

CRD 4029868

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2023-04-20
FL	RA	APPROVED	2016-09-15
TX	RA	APPROVED_RES	2014-02-11
ME	RA	APPROVED	2013-06-24

VT RA
APPROVED

Since 2023-04-20
FL RA
APPROVED

Since 2016-09-15
TX RA
APPROVED_RES

Since 2014-02-11
ME RA
APPROVED

Since 2013-06-24

Branch Locations

Burlington, VT • United States

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Burlington, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Colchester	VT	10/2009	Present

10/2009 → Present

Morgan Stanley Smith Barney Llc

Colchester, VT

Previous Registrations

2007-07-05 → 2009-11-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-07-19
S63	Uniform Securities Agent State Law Examination	2000-06-16

S65 Uniform Investment Adviser Law Examination

2000-07-19
S63 Uniform Securities Agent State Law Examination

2000-06-16

Other Names

Albert Sebastian Toto Iii
Albert Sebastian Toto
Alby Toto
Al Toto
Albert S. Toto
Albert S. Toto
Albert S Toto Iii

View on SEC IAPD

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