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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-08-16
FL RA APPROVED 1997-03-05
  • TX RA
    APPROVED_RES
    Since 2010-08-16
  • FL RA
    APPROVED
    Since 1997-03-05

Branch Locations

6817 Southpoint Pkwy Ste 1103, Jacksonville, FL 32216-6220 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Jacksonville FL 09/2005 03/2020
Ameriprise Financial Services, Llc Jacksonville FL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 6817 Southpoint ParkwayJacksonville, FL 32216, ,; ; 04/01/2004. Business Ownership; LTFP Properties, LLC; ; Holds real estate for advisor offices, rents office space to advisors; 6817 Southpoint ParkwaySuite 1103Jacksonville, FL 32216, ,; ; 04/01/2004; 1 to 9 hours per month; . Board of Directors; San Jose Country Club Board of Governors; Board Member; 7529 San Jose Blvd, , Jacksonville, FL, 32217; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-12
S63 Uniform Securities Agent State Law Examination 1997-04-15
  • S65 Uniform Investment Adviser Law Examination
    2002-04-12
  • S63 Uniform Securities Agent State Law Examination
    1997-04-15

View on SEC IAPD

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