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Archie Lawrence Sullivan

Raymond James Financial Services Advisors, Inc

Orlando, FL

Hendersonville, NC

Flagler Beach, FL

CRD 2847600

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-09
NC RA APPROVED 2018-06-29
FL RA APPROVED 2009-06-11
  • TX RA
    APPROVED_RES
    Since 2025-01-09
  • NC RA
    APPROVED
    Since 2018-06-29
  • FL RA
    APPROVED
    Since 2009-06-11

Branch Locations

3801 Avalon Park East Blvd , Fl, Suite 350B, Orlando, FL 32828 • United States

Hendersonville, NC • United States

Flagler Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Orlando FL 10/1999 Present
Raymond James Financial Services Advisors, Inc. Orlando FL 05/2009 Present
Alpha Investors Llc Flagler Beach FL 12/2006 12/2023
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-08
S63 Uniform Securities Agent State Law Examination 1997-04-01
  • S65 Uniform Investment Adviser Law Examination
    1997-04-08
  • S63 Uniform Securities Agent State Law Examination
    1997-04-01
Other Names
  • Archie L Sullivan

View on SEC IAPD

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