Lee A Cole

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	1998-12-18

IN RA
APPROVED

Since 1998-12-18

Branch Locations

Indianapolis, IN • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

5600 Mexico Road Ste.1, Saint Peters, MO 63376 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Non-Investment Related, 1-10% Time Spent On Activity During Non-	Indianapolis	IN	02/2020	Present
Money Concepts Capital Corp	Indianapolis	IN	01/1997	Present
Lee A. Cole, Cpa	Indianapolis	IN	07/1982	02/2025

02/2020 → Present

Non-Investment Related, 1-10% Time Spent On Activity During Non-

Indianapolis, IN
01/1997 → Present

Money Concepts Capital Corp

Indianapolis, IN
07/1982 → 02/2025

Lee A. Cole, Cpa

Indianapolis, IN

Other Businesses

1. INDIANAPOLIS MOTOR SPEEDWAY.CORP., 4794 WEST 16TH STREET, INDIANAPOLIS, IN 46228, AUTO RACETRACK, NON INVESTMENT RELATED BUSINESS, EMPLOYEE. SECURITY GUARD, APPROX. 3 HRS. MO. CONDUCTING THIS ACTIVITY. 2. Precision Accounting LLC, since 2/3/2020, CPA, Tax Preparation, Employee, Non-investment related, 11-20% time spent on activity during non-securities hrs.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-02-11

S66 Uniform Combined State Law Examination

1997-02-11

View on SEC IAPD