Joseph Anthony Torelli

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Raymond James Financial Services, Inc
  Milwaukee, WI
• 08/2011 → Present
  Raymond James Financial Services Advisors Inc.
  Milwaukee, WI

Previous Registrations

• 2010-10-28 → 2011-08-15
  Principal Securities, Inc.
  Downers Grove, IL
• 2008-04-04 → 2008-11-05
  Voya Investment Management Co. Llc
  New York, NY

Other Businesses

(1)Name of Business: RJ MKE, LLC Address: 759 N Milwaukee St Ste 301, Milwaukee, WI, 53202-3714, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner

Exams

• S66 Uniform Combined State Law Examination
  2008-02-26
• S63 Uniform Securities Agent State Law Examination
  1998-10-01