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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-05-14 |
| TX | RA | APPROVED_RES | 2026-05-08 |
Branch Locations
900 Main St South Ste 200, Southbury, CT 06488 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | 05/2026 |
| Kestra Investment Services, Llc. | Southbury | CT | 01/2017 | 05/2026 |
| Kestra Advisory Services, Llc. | Southbury | CT | 01/2017 | 05/2026 |
| Lpl Financial | Southbury | CT | 05/2026 | Present |
1. 05/2026 - True Compass Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 150 Hour(s)/Month - 150 Hour(s) During Trading - Southbury, CT, 06488 - OBA Start Date: 5/8/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-03 |
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