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Laura Anne Maguire

LPl Financial LLC

Southbury, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-05-14
TX RA APPROVED_RES 2026-05-08
  • CT RA
    APPROVED
    Since 2026-05-14
  • TX RA
    APPROVED_RES
    Since 2026-05-08

Branch Locations

900 Main St South Ste 200, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 09/2013 05/2026
Kestra Investment Services, Llc. Southbury CT 01/2017 05/2026
Kestra Advisory Services, Llc. Southbury CT 01/2017 05/2026
Lpl Financial Southbury CT 05/2026 Present
  • 09/2013 → 05/2026
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2017 → 05/2026
    Kestra Investment Services, Llc.
    Southbury, CT
  • 01/2017 → 05/2026
    Southbury, CT
  • 05/2026 → Present
    Lpl Financial
    Southbury, CT
Previous Registrations
Other Businesses

1. 05/2026 - True Compass Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 150 Hour(s)/Month - 150 Hour(s) During Trading - Southbury, CT, 06488 - OBA Start Date: 5/8/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-07
S63 Uniform Securities Agent State Law Examination 1997-03-03
  • S65 Uniform Investment Adviser Law Examination
    2010-12-07
  • S63 Uniform Securities Agent State Law Examination
    1997-03-03
Other Names
  • Laura Rodriguez
  • Laura Maguire Rodriguez
  • Laura Maguire

View on SEC IAPD

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