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1233 Shelburne Road Suite C-2B, South Burlington, VT 05403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 1998-01-01 |
Branch Locations
1233 Shelburne Road Suite C-2B, South Burlington, VT 05403 • United States
No disclosure categories reported as “Yes” on this SEC record.
1)1233 LLC SHELBURN RD, S. BURLINGTON, VT, START 1/2021, OWNER OF OFFICE SPACE,INVESTMENT RELATED-NO 1 HRS MONTHLY, O HRS DURING TRADING, 2)EMG RIA, VP, 40 HRS TRADING,40 HRS MONTH.,1996, 1233 SHELBBURN RD ,WORK WITH CLIENTS; 3)BURLINGTON PARKS FOUNDATION, BOARD MEMBER, NON-INVESTMENT RELATED, 3 HOURS DURING THE MONTH WITH 0 DURING TRADING HOURS, PARKS FOUNDATION BOARD HELPING TO RAISE MONEY FOR BURLINGTON PARKS, 6/2015; 4)ZG HOLDINGS LLC, 115 ST PAUL STREET BURLINGTON VT 05401, BREWERY FOR BEER, INVESTOR, 3/2017, 0 HOURS 5)HAZARD & SIEGEL, INC., INVESTMENT RELATED, 5793 WIDEWATERS PKWY, #3, SYRACUSE, NY 13214, REGISTERED REPRESENTATIVE,START DATE: 01/2010, 20 HRS/MTH, 20 DURING TRADING. 6)375 N AVE LLC, INVESTOR,INVESTMENT RELATED-NO, 0 HRS PER MONTH,0 HRS DURING TRADING HRS, INVESTOR IN REAL ESTATE LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-25 |
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