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Ronald J Leipzig

Raymond James & Associates, Inc.

Waukesha, WI

Kenosha, WI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
WI RA APPROVED 2022-01-20
  • TX RA
    APPROVED
    Since 2022-01-26
  • WI RA
    APPROVED
    Since 2022-01-20

Branch Locations

20800 Swenson Drive Suite 325, Waukesha, WI 53186 • United States

Kenosha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Milwaukee WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Milwaukee WI 11/2016 Present
Raymond James & Associates, Inc Waukesha WI 01/2022 Present
Previous Registrations
Other Businesses

TRUSTEE FOR PARENTS IRREV TRUST, INV RELATED, FRANKLIN, WI, START: 9/2013, HALF HOUR PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-05
S63 Uniform Securities Agent State Law Examination 2000-09-18
  • S65 Uniform Investment Adviser Law Examination
    2003-03-05
  • S63 Uniform Securities Agent State Law Examination
    2000-09-18
Other Names
  • Ron Leipzig

View on SEC IAPD

Other Firms

DANA INVESTMENT ADVISORS INC
WELLS FARGO CLEARING SERVICES, LLC
WORLD INVESTMENT ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THRIVENT INVESTMENT MANAGEMENT INC.

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Waukesha, WI

More in Waukesha, WI

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