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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-08
TX RA APPROVED_RES 2014-03-12
OH RA APPROVED 2011-12-19
  • LA RA
    APPROVED
    Since 2016-03-08
  • TX RA
    APPROVED_RES
    Since 2014-03-12
  • OH RA
    APPROVED
    Since 2011-12-19

Branch Locations

202 N Market Street, Wooster, OH 44691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Mutual St. Paul MN 11/1996 Present
Lpl Financial Llc Wooster OH 12/2011 Present
Stratos Wealth Partners Ltd Wooster OH 12/2011 Present
  • 11/1996 → Present
    Minnesota Mutual
    St. Paul, MN
  • 12/2011 → Present
    Lpl Financial Llc
    Wooster, OH
  • 12/2011 → Present
    Wooster, OH
Previous Registrations
  • 2000-02-28 → 2011-12-20
    Securian Financial Services, Inc.
    Wooster, OH
    Toledo, OH
    Wooster, OH
    Wooster, OH
Other Businesses

1.12/16/11:Apple Creek Banc Corp.--Invest.Related--AtRept.Bus.Loc(s)--For-Profit Board Member--TimeSpent10%. 2.12/16/11:202 Market Street, LLC--Invest.Related--AtRept.Bus.Loc(s)--RealEstateRental--TimeSpent5%--Property holding LLC. 3.12/16/11:Stratos Wealth Partners, Ltd.--Invest.Related--AtRept.Bus.Loc(s)--TimeSpent100%--DBAforLPLBusiness(entity for LPL business). 4.12/16/11:Stratos Wealth Partners, Ltd.--Invest.Related--AtRept.Bus.Loc(s)--Non-VariableInsurance--TimeSpent100%--Fixed insurance sales. 5. 12/16/2011 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 6.12/5/13:County Government School Board--NotInvest.Related--AtRept.Bus.Loc(s)--Community, Civic and Charitable Board--TimeSpent10%--Board Member, Tri-County Board of Education. 7.4/16/14:Boreman Properties LLC--Invest.Related--AtRept.Bus.Loc(s)--RealEstateRental--TimeSpent5%--Property holding LLC. 8.4/23/14:Becker Boreman Properties--Invest.Related--113 N.Funk Rd Wooster OH--RealEstateRental--TimeSpent5%--Currently has one property left in the process of selling. 9.1/27/16:Cleveland Road Apts, LTD--Invest.Related--HomeBased--RealEstateRental--Started 12/12/15--10 Hours/Month;1 HourDuringSecuritiesTrading--1708 Cleveland Road--Rental Units--Residential rental property. 10.1/27/16:East Liberty Street, LTD--Invest.Related--348 East Liberty Street--RealEstateRental--Started 12/1/15--5 Hours/Month;1 HourDuringSecuritiesTrading--Commercial building rental/resale. 11.3/9/16:CBML LLC--Invest.Related--HomeBased--RealEstateRental--Started3/15/16--10 Hours/Month;5 HourDuringSecuritiesTrading--The CBML LLC is the parent LLC of Cleveland Rd Apts and Liberty Street LLC. 12.2/8/17:Stratos Wealth Partners--DBA:(Hybrid) Boreman-Cook Financial Services--Invest.Related--AtRept.Bus.Loc(s)--Registered Investment Advisor DBA--IAR--Started11/1/1996--136Hours/MonthDuringTrading--Financial plans &/or advice for hourly &/or fixed fees or %AUM. 13.2/8/17:Stratos Wealth Partners, Ltd.--Invest.Related--AtRept.Bus.Loc(s)--Registered Investment Advisor Hybrid--TimeSpent100%--I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in December 2011. I expect to spend approximately 100% of my time on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 14.6/12/17:Boreman, Norton, Cook Wealth Partners--Invest.Related--AtRept.Bus.Loc(s)--DBAforLPLBusiness (entity for LPL business) - Start6/12/2017 - 200 Hours/Month;180 HoursDuringSecuritiesTrading. 15.6/26/17:Boreman, Norton, Cook Wealth Partners--Invest.Related--AtRept.Bus.Loc(s) - RegisteredInvestmentAdvisorDBA - IAR - Start6/12/2017--200 Hours/Month;180 HoursDuringSecuritiesTrading. 16. 2/5/2020:Becker Farms Trucking LLC--NotInvest.Related--6061 Ashland Rd. Wooster Ohio 44691--Other-Logistics and Maintenance--Owner & CEO--Start2/15/2020--20Hours/Month;1HourDuring Trading--Over see large picture of a 45 year old family business. 17. 11/09/2021 - OrrWest LLC - Investment Related - Orrville, OH 44667 - Real Estate Rental - Start Date: 11/12/2021 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-09
S63 Uniform Securities Agent State Law Examination 1998-02-04
  • S65 Uniform Investment Adviser Law Examination
    1999-04-09
  • S63 Uniform Securities Agent State Law Examination
    1998-02-04
Other Names
  • Chad Michael Boreman

View on SEC IAPD

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