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Frederick Lewis Gaskin

Charles Schwab & Co., Inc.

Bluffton, SC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-07-14
SC RA APPROVED 2019-07-09
  • CO RA
    APPROVED
    Since 2020-07-14
  • SC RA
    APPROVED
    Since 2019-07-09

Branch Locations

67 Towne Drive, Bluffton, SC 29910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Investment Management Inc. Okatie SC 07/2011 04/2018
J.P. Morgan Institutional Investments Inc. Okatie SC 07/2011 04/2018
N/A Okatie SC 05/2018 07/2019
Charles Schwab & Co., Inc. Bluffton SC 07/2019 Present
  • 07/2011 → 04/2018
    Jpmorgan Investment Management Inc.
    Okatie, SC
  • 07/2011 → 04/2018
    J.P. Morgan Institutional Investments Inc.
    Okatie, SC
  • 05/2018 → 07/2019
    N/A
    Okatie, SC
  • 07/2019 → Present
    Charles Schwab & Co., Inc.
    Bluffton, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-17
S63 Uniform Securities Agent State Law Examination 2012-05-19
  • S65 Uniform Investment Adviser Law Examination
    2019-04-17
  • S63 Uniform Securities Agent State Law Examination
    2012-05-19
Other Names
  • Fred Gaskin

View on SEC IAPD

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HEATHER MCKINNEY VENRICK
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Other Offices

OAK ADVISORS, LLC · BLUFFTON, SC
LPL FINANCIAL LLC · BLUFFTON, SC
GWN SECURITIES INC. · Bluffton, SC
RAYMOND JAMES & ASSOCIATES, INC. · BLUFFTON, SC
CETERA INVESTMENT ADVISERS LLC · BLUFFTON, SC
STATE FARM INVESTMENT MANAGEMENT CORP. · Bluffton, SC
VAN GROUW ADVISORS, LLC · BLUFFTON, SC
GWN SECURITIES INC. · BLUFFTON, SC

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