Charles Donald Lombardi

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  New Haven, CT
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  New Haven, CT
• 1998-05-14 → 2007-04-02
  Morgan Stanley Dw Inc.
  New Haven, CT
  New Haven, CT

Other Businesses

*580639 - Orange Board of Finance; Investment Related - No; Orange, Connecticut; Government; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024; During Business Hours: 0; After Business Hours: 2; Other. *638927 - Orange Republican Town Committee; Investment related-No; Orange, Connecticut; Government; Chairman (proprietor, partner, officer, director, employee, trustee, agent); 06/2025; During business hours: 0; After business hours: 8; Administrative, Fundraising.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-23
• S63 Uniform Securities Agent State Law Examination
  1997-06-13

Other Names

• Chad Lombardi
• Charles Donald Lombardi
• Charles Donald Lombardi
• Charles Donald Lombardi Jr
• Charles Donald Lombardi
• Charles Donald Lombardi Jr.