Steven Wayne Gipson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  New Palestine, IN
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-02-10 → 2021-06-09
  Voya Financial Advisors, Inc.
  New Palestine, IN
  New Palestine, IN
  Windsor, CT
  Windsor, CT
• 1999-07-01 → 2007-12-31
  Tfg Financial Group
  New Palestine, IN
• 2004-01-20 → 2004-12-02
  American General Securities Incorporated
  Houston, TX
  New Palestine, IN

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3830 S WOODFIELD DR; NEW PALESTINE; IN; 46163; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/7/2006; 2; 2; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:TFG Financial Group; Yes; 3609 S SOUTHWAY DR; NEW PALESTINE; IN; 46163; DBA; Reginoal Vice President; 4/25/2006; 100; 100; sale and service of insurance and investment products|

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-01
• S63 Uniform Securities Agent State Law Examination
  1997-02-13