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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2025-05-21
FL RA APPROVED 2017-12-07
TX RA APPROVED_RES 2017-02-09
WI RA APPROVED 1997-03-31
  • WY RA
    APPROVED
    Since 2025-05-21
  • FL RA
    APPROVED
    Since 2017-12-07
  • TX RA
    APPROVED_RES
    Since 2017-02-09
  • WI RA
    APPROVED
    Since 1997-03-31

Branch Locations

Etna, WY • United States

4890 Owen Ayres Court Suite 102, Eau Claire, WI 54701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Eau Claire WI 12/1996 Present
Other Businesses

Name/Address: Rental Property W55 Cedar rd Eau Claire WI 54701 Start Date: 11/1/18 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Boat storage Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-27
S63 Uniform Securities Agent State Law Examination 1997-03-25
  • S65 Uniform Investment Adviser Law Examination
    1997-03-27
  • S63 Uniform Securities Agent State Law Examination
    1997-03-25

View on SEC IAPD

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