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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-20
NE RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2010-02-20
  • NE RA
    APPROVED
    Since 2009-10-05

Branch Locations

15858 W Dodge Rd Suite 320, Omaha, NE 68118-2533 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Omaha NE 10/2009 03/2020
Ameriprise Financial Services, Llc Omaha NE 03/2020 Present
Previous Registrations
  • 2004-05-07 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Omaha, NE
    Omaha, NE
Other Businesses

Business Ownership; WQP Group LLC; Member / Owner; Entity used for Ameriprise AFG practice; 15858 West Dodge Road, Suite 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 0 hours per month; 0 during trading hours / MRQ Family Enterprises LLC; Entity for Ameriprise AFG practice; Entity for Ameriprise AFG practice; 15858 West Dodge Road, Suite 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 40 to 59 hours per month; 40 to 59 during trading hours / Momentum Partners LLC; Member; Entity used for Ameriprise AFG practice; 11819 Miracle Hills Drive, Suite 101, , Omaha, NE, 68154; Investment-Related; 04/05/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Leukemia &amp Lymphoma Society of Nebraska; Executive Committee Leukemia &amp Lymphoma Society Light the Night; 12100 West Center Road, Omaha, NE 68144, ,; Not Investment-Related; 04/12/2018; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Momentum Partners LLC; Member - Entity used for Ameriprise AFG practice; ; 11819 Miracle Hills Drive, Suite 101, , Omaha, NE, 68154; Investment-Related; 04/05/2023; 1 to 9 hours per month; 1 to 9 during trading hours / MRQ Family Enterprises LLC; manager / owner - entity used for Ameriprise AFG practice; ; 15858 West Dodge Road, Suite 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-30
S63 Uniform Securities Agent State Law Examination 1997-02-21
  • S65 Uniform Investment Adviser Law Examination
    2004-04-30
  • S63 Uniform Securities Agent State Law Examination
    1997-02-21

View on SEC IAPD

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