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7616 Lbj Fwy Ste 724, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Dallas | TX | 06/2004 | Present |
| Dallas Financial Advisors | Dallas | TX | 10/2023 | Present |
1. 7/27/2004: NON-VARIABLE INSURANCE DBA - WINSHIP FINANCIAL - DALLAS, TX. 2. 5/6/2010: NON-VARIABLE INSURANCE - SEEKING TO DO GROUP AND INDIVIDUAL HEALTH INSURANCE. - TIME SPENT 5% - DALLAS, TX. 3. 06/2004- Registered rep and investment adviser representative with LPL Financial 4. 6/4/2018 - Owl Power Solutions - Not Investment Related - At Reported Business Location(s) - Other-Business Owner - Start Date:05/28/2018 - 10 Hour(s) Per Month/1 Hour(s) During Trading - Co-owner. 5. 08/08/2022- Tridot.com- Not Investment Related- Home Based - Other - Triathlon Coaching - coach - Start Date- 08/04/2022 - 4 Hours Per Month/ 0 Hours During Securities Trading 6. 11/01/2023 - Dallas Financial Advisors - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) -Start Date 10/20/2023 - 40 Hours Per Month/ 68 During Trading - I provide investment advisory services through Dallas Financial Advisors, an independent investment advisor firm. I started this business activity in 11/1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 7. 03/06/2024 - Dallas Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 2/8/2024 - 40 Hours Per Month During Securities Trading. 8. 05/01/2025 - Grand Lodge of Texas Investment Committee - Investment Related - 715 Columbus Ave Waco Tx 76701 - Grand Lodge of Texas is the primary and governing body of the Free and Accepted Masson in the state of Texas. - Investment Consultant - Listen and observe investment meetings between the Grand Lodge of Texas and Mercer Financial. This is a protective measure so that the committee cannot get accused of impropriety - 1 hour per month outside of trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-07 |
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