Best Investors
Account
Sign in
Best Investors
Account
Sign in
Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-03-30 |
Branch Locations
505 Wakara Way Suite 220, Salt Lake City, UT 84108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Park City | UT | 04/2014 | 01/2018 |
| Allstate Insurance Company | Memphis | TN | 11/2018 | 08/2019 |
| Unemployed | Germantown | TN | 01/2018 | 11/2018 |
| Raymond James & Associates, Inc. | Memphis | TN | 11/2019 | 10/2022 |
| Allstate Financial Advisors, Llc | Memphis | TN | 11/2018 | 08/2019 |
| Allstate Financial Services, Llc | Memphis | TN | 11/2018 | 08/2019 |
| Morgan Stanley | Rockville | MD | 04/2014 | 01/2018 |
| Tiaa | Memphis | TN | 10/2022 | 07/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Memphis | TN | 10/2022 | 07/2025 |
| U.S. Bancorp Investments, Inc. | Park City | UT | 07/2025 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Park City | UT | 02/2026 | 03/2026 |
| Tiaa | Salt Lake City | UT | 03/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Salt Lake City | UT | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-15 |
Reach out to this advisor