Ernest Richard Mendoza

Current Employers

Employment History

• 07/2006 → Present
  Optima Wealth Management, Llc
  San Antonio, TX
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  San Antonio, TX
• 05/2006 → 12/2019
  Raymond James Financial Services Inc.
  San Antonio, TX
• 12/2023 → Present
  Richard Mendoza Wealth Services
  San Antonio, TX

Previous Registrations

• 2000-01-10 → 2006-06-05
  Waddell & Reed
  San Antonio, TX

Other Businesses

(1) Name of Business: Manager/Owner Address: 14100 San Pedro Ave Ste 415, San Antonio, TX, 78232, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/23/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager/Owner: Purchase and lease office equipment and furniture for my office ranging from conference room tables, chairs, desks, computers, printers, etc... To provide internet, telecommunication services etc... It will act office support. (2) Name of Business: Richard Mendoza Wealth Services Address: 14100 San Pedro Ave Ste 415, San Antonio, TX, 78232-4378, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 12/19/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Independent Financial Advisor through Raymond James

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-15
• S63 Uniform Securities Agent State Law Examination
  1997-02-24

Other Names

• Richard Mendoza