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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2009-02-06 |
| TX | RA | APPROVED | 2009-02-06 |
Branch Locations
4949 Sw Meadows Road Suite 250, Lake Oswego, OR 97035 • United States
Portland, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Portland | OR | 02/2009 | Present |
| City National Bank | Portland | OR | 11/2017 | Present |
(1) LINCOLN YOUTH BASEBALL AND SOFTBALL; 25 NW 23RD PLACE, SUITE 6-257 PORTLAND OR 97221; LITTLE LEAGUE BASEBALL AND SOFTBALL; 09/01/14 TO 08/01/16; BOARD OF DIRECTORS; GUIDING YOUTH SOFTBALL INSTRUCTION, EQUIPMENT AND DEVELOPMENT; 4 HOURS DEVOTED PER MONTH; 0 HOURS DURING SECURITIES HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-05 |
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