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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-05-31 |
| TX | RA | APPROVED | 2019-05-31 |
Branch Locations
2815 Forbs Ave., #107, Hoffman Estates, IL 60192 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Prairie Grove | IL | 05/1999 | 05/2019 |
| Estate & Charitable Design Concepts Inc | Carpentersville | IL | 08/2004 | Present |
| Securities America Advisors | Crystal Lake | IL | 12/2013 | 05/2019 |
| Lpl Financial Llc | Union | IL | 05/2019 | Present |
1. 01/01/2007 - MARK DAVIDS/ NOTARY/ INVESTMENT RELATED/ 1%/ UNION, IL 2. 08/01/2005 - ESTATE & CHARITABLE DESIGN CONCEPTS INC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 80%/ CRYSTAL LAKE, IL 3. 11/01/2001 - MARK DAVIDS/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 19%/ CRYSTAL LAKE, IL. 4. 5/31/2019 - MAN KIND PROJECT - Not Investment Related - 1900 W. Fulton, Chicago IL 60612 - Non-Profit Board Member - Started 09/21/2000 - Volunteer - 5 Hours Per Month - Mentor to Others in Need.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-21 |
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