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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-03-06 |
| NY | RA | APPROVED | 2026-03-06 |
| FL | RA | APPROVED | 2025-10-08 |
Branch Locations
3885 Northwest 107Th Avenue, Doral, FL 33178 • United States
255 Alhambra Circle, Coral Gables, FL 33134 • United States
3450 Clark Road, Sarasota, FL 34231 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 06/2013 | 09/2025 |
| Bank Of America, N.A. | Miami | FL | 07/2013 | 09/2025 |
| Td Bank N.A. | Doral | FL | 09/2025 | Present |
| Td Private Client Wealth Llc | Doral | FL | 09/2025 | Present |
Entity For Profit Name of outside business organization: No entity Investment related: Address of business: Miami, Florida, 33186 "Consultant/Independent Contractor", Start date of relationship: 4/6/2023Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0Duties: , Playing and teaching the tuba
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-24 |
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