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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-04-15
TX RA APPROVED_RES 1999-05-20
  • TN RA
    APPROVED
    Since 2004-04-15
  • TX RA
    APPROVED_RES
    Since 1999-05-20

Branch Locations

2 Union Sq, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Chattanooga TN 06/2011 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chattanooga TN 12/1996 Present
Other Businesses

I*4624280 Entity Type: N/A Name of OBA: CATHY J SEYFERT Address: Erie, Pennsylvania, 16509-3479 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/26/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Child/Grandchild

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-04
S63 Uniform Securities Agent State Law Examination 1997-03-27
  • S65 Uniform Investment Adviser Law Examination
    1997-04-04
  • S63 Uniform Securities Agent State Law Examination
    1997-03-27
Other Names
  • Craig B Seyfert
  • Craig Bernard Seyfert

View on SEC IAPD

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