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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-04-15 |
| TX | RA | APPROVED_RES | 1999-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Chattanooga | TN | 06/2011 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chattanooga | TN | 12/1996 | Present |
I*4624280 Entity Type: N/A Name of OBA: CATHY J SEYFERT Address: Erie, Pennsylvania, 16509-3479 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/26/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-27 |
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