Craig B Seyfert

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2004-04-15
TX	RA	APPROVED_RES	1999-05-20

TN RA
APPROVED

Since 2004-04-15
TX RA
APPROVED_RES

Since 1999-05-20

Branch Locations

2 Union Sq, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Chattanooga	TN	06/2011	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chattanooga	TN	12/1996	Present

06/2011 → Present

Bank Of America, N.A.

Chattanooga, TN
12/1996 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chattanooga, TN

Other Businesses

I*4624280 Entity Type: N/A Name of OBA: CATHY J SEYFERT Address: Erie, Pennsylvania, 16509-3479 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/26/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Child/Grandchild

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-04-04
S63	Uniform Securities Agent State Law Examination	1997-03-27

S65 Uniform Investment Adviser Law Examination

1997-04-04
S63 Uniform Securities Agent State Law Examination

1997-03-27

Other Names

Craig B Seyfert
Craig Bernard Seyfert

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