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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1997-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 01/1997 | Present |
| Bank Of America,N.A. | Dallas | TX | 06/2011 | Present |
I*118362For profit or not for profit: Non-Profit OrganizationName of outside business organization: Prestoncrest Church of ChristInvestment related: NAddress of business:Dallas, Texas 75230Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 10/1/2018Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Was selected as one of 40+ deacons for our church. I*2934296, Entity Type: , Name of OBA: Cloisters Homeowner Association, Address: Dallas, Texas, 75214, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 10/01/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: help maintain the landscaping needs of our neighborhood, member of the landscape committee I*422551, Entity Type: , Name of OBA: Dallas Athletic Club - Country Club, Address: Dallas, Texas, 75228, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 04/07/2022, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: When I shift to parliamentarian, my general role will basically to be to participate in MTA meetings. When MTA board elections come around again in 2027, I will help facilitate them. Within the Tennis Committee, I will meet quarterly with the tennis director and other Tennis Committee members. We are given updates and provide thoughts. The men's tennis association (MTA) is a subgroup of the overall Dallas Athletic Club country club. Our role is to help organize tennis and racket events for the male members of the club. There is also a women's tennis association (WTA) for the women of the club; I'm not part of WTA. I am also on the Club's overall Tennis Committee whereby my role is to provide input related to tennis and racquet sports. The tennis director actually runs the program.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-13 |
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