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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1997-05-14
  • TX RA
    APPROVED
    Since 1997-05-14

Branch Locations

13355 Noel Rd, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 01/1997 Present
Bank Of America,N.A. Dallas TX 06/2011 Present
Other Businesses

I*118362For profit or not for profit: Non-Profit OrganizationName of outside business organization: Prestoncrest Church of ChristInvestment related: NAddress of business:Dallas, Texas 75230Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 10/1/2018Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Was selected as one of 40+ deacons for our church. I*2934296, Entity Type: , Name of OBA: Cloisters Homeowner Association, Address: Dallas, Texas, 75214, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 10/01/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: help maintain the landscaping needs of our neighborhood, member of the landscape committee I*422551, Entity Type: , Name of OBA: Dallas Athletic Club - Country Club, Address: Dallas, Texas, 75228, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 04/07/2022, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: When I shift to parliamentarian, my general role will basically to be to participate in MTA meetings. When MTA board elections come around again in 2027, I will help facilitate them. Within the Tennis Committee, I will meet quarterly with the tennis director and other Tennis Committee members. We are given updates and provide thoughts. The men's tennis association (MTA) is a subgroup of the overall Dallas Athletic Club country club. Our role is to help organize tennis and racket events for the male members of the club. There is also a women's tennis association (WTA) for the women of the club; I'm not part of WTA. I am also on the Club's overall Tennis Committee whereby my role is to provide input related to tennis and racquet sports. The tennis director actually runs the program.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-19
S63 Uniform Securities Agent State Law Examination 1997-05-13
  • S65 Uniform Investment Adviser Law Examination
    1997-05-19
  • S63 Uniform Securities Agent State Law Examination
    1997-05-13
Other Names
  • Brian D Kraft
  • Brian David Kraft
  • Brian Kraft

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