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Brian Michael Holmes

Morgan Stanley

Lake Oswego, OR

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-04-30
TX RA APPROVED 2026-04-30
  • OR RA
    APPROVED
    Since 2026-04-30
  • TX RA
    APPROVED
    Since 2026-04-30

Branch Locations

4800 Meadows Road Suite 400, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Clackamas OR 01/2009 03/2026
Adp Broker Dealer Inc Clackamas OR 06/2018 03/2026
Morgan Stanley Lake Oswego OR 03/2026 Present
  • 01/2009 → 03/2026
    Adp
    Clackamas, OR
  • 06/2018 → 03/2026
    Adp Broker Dealer Inc
    Clackamas, OR
  • 03/2026 → Present
    Morgan Stanley
    Lake Oswego, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-29
S63 Uniform Securities Agent State Law Examination 2018-07-27
  • S66 Uniform Combined State Law Examination
    2026-04-29
  • S63 Uniform Securities Agent State Law Examination
    2018-07-27
Other Names
  • Brian Holmes

View on SEC IAPD

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LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PACIFIC RIDGE CAPITAL PARTNERS, LLC

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Grace Buchanan
ANDREW GEORGE ROUNSAVELLE CARTER
LISA M CASELLI
Nicholas Jacob Hubert
Catherine A Groff
MARCUS CHRISTIAN PARKER
JEFFREY DAVID KANTOR
JUSTIN PATRICK LINDSEY

Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR
NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
RBC CAPITAL MARKETS, LLC · Lake Oswego, OR
CWM, LLC · Lake Oswego, OR
LPL FINANCIAL LLC · LAKE OSWEGO, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR

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