Trung Kien Vu

Current Employers

Employment History

• 01/1997 → 11/2016
  Ids Life Insurance Company
  Vienna, VA
• 01/1997 → 11/2016
  American Express Financial Advisors Inc.
  Vienna, VA
• 01/1997 → 11/2016
  #Ia American Express Financial Advisors
  Vienna, VA
• 11/2016 → Present
  Lpl Financial Llc
  Bethesda, MD

Previous Registrations

• 1997-05-08 → 2016-11-09
  Ameriprise Financial Services, Llc
  Bethesda, MD
  Bethesda, MD
  Bethesda, MD
  Bethesda, MD

Other Businesses

1. 11/09/2016 - No Business Name - Investment Related - MARTINSBURG, WV - Real Estate Rental - CO-OWNER - Started 3/1/2005 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1%. 2. 11/09/2016 - VN Homes - Investment Related - SKANEATLES, NY - Real Estate Rental - Started 4/1/2006 - 0 Hours Per Month - Time Spent 0% - 16 ACRES. 3. 11/09/2016 - No Business Name - Not Investment Related - Other-Author - Started 4/1/2014 - 8 Hours Per Month/0 Hours During Securities Trading - WRITER. 4. 4/5/2017 - Diversified Brokerage Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/15/2017 - 5 Hours Per Month/0 Hours During Securities Trading - Fixed insurance. 5. 6/29/2017 - Vu Entertainment LLC - Not Investment Related - Home Based - Other-TV Show/Script - Started 06/16/2017 - 20 Hours Per Month/1 Hour During Securities Trading. 6. 10/26/2021 - No Business Name - Not Investment Related - No Location - Other-Writer - Start Date: 10/25/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Author of "How to set your Sail and let God provide the wind". 7. 03/20/2026-Vu Media Group-Owner-Author-Not inv related-At Pikesville, MD-Start date 03/17/2026-0hrs/mth-0hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-09
• S63 Uniform Securities Agent State Law Examination
  1997-04-02