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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-12-13
  • TX RA
    APPROVED_RES
    Since 2012-12-13

Branch Locations

One Monarch Place Suite 720, Springfield, MA 01144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Springfield MA 10/1999 Present
Other Businesses

Springfield Technical Community College (STCC) / Springfield United States,Massachusetts www.stcc.edu / No/ Howard Mitchell Education / No / Other / Member of the investment committee / Monitoring the manager of the foundation investments / Start Date 01/01/2017/ End Date 12/31/2017/ Appointed No / No Personal property, Rental to academic students and summer short term, Proprietor / owner, This is a rental house primarily rented through a rental agency.start date-6/1/2016, Narragansett RIUnited States-02882.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-16
  • S66 Uniform Combined State Law Examination
    2002-08-16
Other Names
  • Tony Gary Montemagni

View on SEC IAPD

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