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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-12-13 |
Branch Locations
One Monarch Place Suite 720, Springfield, MA 01144 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Springfield | MA | 10/1999 | Present |
Springfield Technical Community College (STCC) / Springfield United States,Massachusetts www.stcc.edu / No/ Howard Mitchell Education / No / Other / Member of the investment committee / Monitoring the manager of the foundation investments / Start Date 01/01/2017/ End Date 12/31/2017/ Appointed No / No Personal property, Rental to academic students and summer short term, Proprietor / owner, This is a rental house primarily rented through a rental agency.start date-6/1/2016, Narragansett RIUnited States-02882.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-16 |
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