Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-08
MN RA APPROVED 2013-11-04
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2019-07-08
  • MN RA
    APPROVED
    Since 2013-11-04
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wayzata MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Wayzata MN 11/2016 Present
Previous Registrations
  • 2004-11-16 → 2011-01-03
    Wells Fargo Investments, Llc
    Wayzata, MN
    Wayzata, MN
    Wayzata, MN
Other Businesses

THE BENOIT, LLC, INVT RELATED, HINCKLEY, MN, 25% OWNERSHIP, START DATE 10/2/2015, 1 HR PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER OF RECREATIONAL LAND.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-14
S63 Uniform Securities Agent State Law Examination 1997-02-25
  • S65 Uniform Investment Adviser Law Examination
    1997-03-14
  • S63 Uniform Securities Agent State Law Examination
    1997-02-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bloomington, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor