Brett Andrew Phillips

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-05-16
TX	RA	APPROVED	2014-12-12

NY RA
APPROVED

Since 2025-05-16
TX RA
APPROVED

Since 2014-12-12

Branch Locations

7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States

14643 Dallas Parkway Suite 500, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Addison	TX	09/2014	Present

09/2014 → Present

Voya Financial Advisors

Addison, TX

Other Businesses

INDEPENDENT INSURANCE AGENT POSITION: INDEPENDANT INSURANCE AGENT NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/23/2016 ADDRESS: 15305 Dallas Parkway, 12th Floor, Addison TX 75001, United States DESCRIPTION: SALE OF FIXED INSURANCE PRODUCTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-09-12
S63	Uniform Securities Agent State Law Examination	2011-11-07

S65 Uniform Investment Adviser Law Examination

2014-09-12
S63 Uniform Securities Agent State Law Examination

2011-11-07

Other Names

Brett A Phillips

View on SEC IAPD