Brett Andrew Phillips

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-05-16
TX	RA	APPROVED	2014-12-12

NY RA
APPROVED

Since 2025-05-16
TX RA
APPROVED

Since 2014-12-12

Branch Locations

7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States

14643 Dallas Parkway Suite 500, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Addison	TX	09/2014	Present

09/2014 → Present

Voya Financial Advisors

Addison, TX

Other Businesses

INDEPENDENT INSURANCE AGENT POSITION: INDEPENDANT INSURANCE AGENT NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/23/2016 ADDRESS: 15305 Dallas Parkway, 12th Floor, Addison TX 75001, United States DESCRIPTION: SALE OF FIXED INSURANCE PRODUCTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-09-12
S63	Uniform Securities Agent State Law Examination	2011-11-07

S65 Uniform Investment Adviser Law Examination

2014-09-12
S63 Uniform Securities Agent State Law Examination

2011-11-07

Other Names

Brett A Phillips

View on SEC IAPD