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777 North Capitol Street, Ne, Washington, DC 20002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-27 |
Branch Locations
San Marcos, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Funds Distributor | Folsom | CA | 08/2015 | 10/2016 |
| Td Ameritrade | San Diego | CA | 10/2016 | 02/2020 |
| Beta Wealth Group, Inc. | San Diego | CA | 02/2020 | 05/2020 |
| Td Ameritrade | San Diego | CA | 05/2020 | 06/2022 |
| Fsc Securities Corporation | San Diego | CA | 06/2022 | 10/2022 |
| The Retirement Group, Llc | San Diego | CA | 06/2022 | 10/2022 |
| Missionsquare Investment Services | Washington | DC | 10/2022 | Present |
| Missionsquare Retirement | Washington | DC | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-04 |
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