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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
MD RA APPROVED 2016-04-20
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • MD RA
    APPROVED
    Since 2016-04-20

Branch Locations

6500 Rock Spring Dr Suite 410, Bethesda, MD 20817 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mlh Financial Services Bethesda MD 02/2006 Present
Kestra Advisory Services, Llc Bethesda MD 04/2016 Present
Kestra Investment Services, Llc Bethesda MD 08/2010 Present
  • 02/2006 → Present
    Mlh Financial Services
    Bethesda, MD
  • 04/2016 → Present
    Bethesda, MD
  • 08/2010 → Present
    Kestra Investment Services, Llc
    Bethesda, MD
Previous Registrations
Other Businesses

Business Name: NFP Inv Rel: Yes Address: 6500 Rock Spring Dr Bethesda MD 20817 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POS: Advisor and rep Start Date: 11/7/2009 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: sales marketing and customer support Business Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Meltzer Group Inv Rel: Yes Address: 6500 Rock Spring Dr Bethesda MD 20817 NOB: Insurance POS: sales Start Date: 11/7/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: sales Business Name: MARYLAND HILLEL BOARD POS: board member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/15/2023 ADDRESS: Maryland Hillel, 7612 Mowatt Lane, College Park MD 20740 DESCRIPTION: do not know at this point

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-28
S63 Uniform Securities Agent State Law Examination 1998-07-01
  • S65 Uniform Investment Adviser Law Examination
    1999-10-28
  • S63 Uniform Securities Agent State Law Examination
    1998-07-01

View on SEC IAPD

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