Sheryl Lee Raetz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 05/2024
  Lincoln Financial Securities Corporation
  Stevenson Ranch, CA
• 09/2007 → 12/2020
  Rd Financial Services
  Stevenson Ranch, CA
• 01/2021 → Present
  Pilot Financial/Prd Ventures, Llc
  Stevenson Ranch, CA
• 05/2024 → Present
  Lpl Financial Llc
  Stevenson Ranch, CA

Previous Registrations

• 2003-09-17 → 2024-05-17
  Osaic Fs, Inc.
  Los Angeles, CA
  Stevenson Ranch, CA
  Los Angeles, CA

Other Businesses

1) 04/24/2024 - Sheryl L Raetz - Non-Variable Insurance - Selling: Fixed Annuities and non-variable life insurance - CA 91381 - Investment related - 1 Hour per month - Start date: 01/01/1997. 2) 04/24/2024 - Pilot Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 320 Hours per month.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-02-21

Other Names

• Sherry Raetz
• Sheryl Raetz