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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-08 |
| MD | RA | APPROVED | 2010-12-03 |
Branch Locations
7026 Mason Dixon Hwy, Meyersdale, PA 15552 • United States
153 Baltimore St, Cumberland, MD 21502 • United States
17610 National Hwy, Sw, Frostburg, MD 21532 • United States
1313 National Hwy, Ste 28, Lavalle Plaza, MD 21502 • United States
12497 National Pike, Grantsville, MD 21536 • United States
3166 Frankfort Rd, Ridgeley, WV 26753 • United States
71 Plaza Dr, Keyser, WV 26726 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Peoples Community Credit Union | Cumberland | MD | 11/2010 | Present |
| Lpl Financial Llc | Cumberland | MD | 12/2010 | Present |
1. 12/3/2010: First Peoples Wealth Management Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/11/2016: No Business Name - Investment Related - Cumberland, MD - Real Estate Rental - Started 04/30/2013 - 2 Hours Per Month/0 Hours During Securities Trading - Single Family Rental House. 3. 05/19/2016 * no business name * Real Estate Rental * 14802 Winchester Road SW Cresaptown, MD 21502 * Single Family Rental House - 14802 Winchester Road SW Cresaptown, MD 21502 * start 11/10/2015 * 1 hr/mo; 0 hrs during secs trdg hrs. 4. 1/7/2021 - No Business Name - Investment Related - Cumberland, MD 21502 - Real Estate Rental - Started 11/06/2020 - 3 Hours Per Month/1 Hour During Securities Trading - Duplex Rental House.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-13 |
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