Derek William Cockrell

Current Employers

Employment History

• 11/1996 → Present
  Contemporary Benefits, Llc
  Clovis, NM
• 08/2009 → 06/2022
  Residential Property Management
  Clovis, NM
• 06/2016 → 04/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2016 → 04/2023
  Cambridge Investment Research Advisors,
  Fairfield, IA
• 04/2023 → Present
  Lpl Financial Llc
  Ransom Canyon, TX
• 04/2023 → 06/2026
  Mariner Independent Advisor Network, Llc
  Overland Park, KS
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2023-04-26 → 2026-06-26
  Mariner Advisor Network
  Ransom Canyon, TX
• 2016-06-20 → 2023-04-26
  Cambridge Investment Research Advisors, Inc.
  Clovis, NM
  Clovis, NM
  Ransom Canyon, TX
• 2005-04-27 → 2016-07-20
  Ameritas Investment Company, Llc
  Clovis, NM
• 2003-12-02 → 2005-05-03
  Valic Financial Advisors, Inc.
  Clovis, NM

Other Businesses

1- 04/24/2023 - Various MGAs / Non-Variable Insurance / INVESTMENT RELATED / 4 HRS MNT, 1 HR DURING TRADING - At Reported Business Location(s) - Start Date 01/2000 2- 04/24/2023 - Contemporary Benefits LLC / Insurance Agency / INVESTMENT RELATED / 32 HRS MNTH. 20 HRS DURING TRADING / RANSOM CANYON, TX - Start Date 11/1996 3- 04/24/2023 / DCE INC / Business Entity For Tax/Investment Purposes Only / NOT INVESTMENT RELATED / RANSOM CANYON, TX - Start Date 12/2000 4- 04/24/2023 / Watershed Wealth Management / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 128 HRS MNTH, 32 HRS DURING TRADING & 80 TIME SPNT PRCNT / At Reported Business Location(s) 5- 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2001-02-22
• S63 Uniform Securities Agent State Law Examination
  1997-04-11