Todd Vincent Gianguzzi

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-11-09

NY RA
APPROVED

Since 2022-11-09

Branch Locations

Brewster, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Diversified Investors Securities Corp.	Brewster	NY	06/2006	Present
Diversified Invesment Advisors, Inc.	Brewster	NY	06/2006	Present

06/2006 → Present

Diversified Investors Securities Corp.

Brewster, NY
06/2006 → Present

Diversified Invesment Advisors, Inc.

Brewster, NY

Other Businesses

GIANGUZZI PHOTOGRAHY- 0 HOURS PER YEAR-NEWLY ESTABLISHED WEBSITE PROMOTING MY PHOTOGRAPHY WEEKEND ASSIGNMENTS, NO CLIENTS AT THIS TIME NON-INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-29
S63	Uniform Securities Agent State Law Examination	1997-11-19

S65 Uniform Investment Adviser Law Examination

2015-06-29
S63 Uniform Securities Agent State Law Examination

1997-11-19

View on SEC IAPD