Lucia Rita Fiumara

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1996 → Present
  Ubs Financial Services Inc.
  Chicago, IL

Other Businesses

Beach Escape LLC / set up a personal limited liability for investment property / 643 Bay Esplanade, Clearwater Beach, FL 33767 / United States / manage rental activity / Start Date 12/1/2019 / 643 Bay Esplanade Blvd / United States / 643 Bay Esplanade Blvd, Clearwater Beach Florida, Pinellas County, Florida 33767/ Sole proprietorship / Real Estate / as owner of this property - I am disclosing it as part of the rental income ( Role of managing your property) / set up leasing and rental agreement / Receive Compensation?: YES / Investment In Company?: YES, 100% / Start Date 12/1/2019 3) Name of Business; NIHRC Northwest Illinois Human Resource Council./ Address: P.O Box 582 West Dundee, Il 60118West Dundee Illinois United States 60118./Investment Related: No./ Nature: Manage events and potential conference programs for the chapter along with implanting DEI opportunities through programs and other opportunities as the director sees fit. Research potential speakers and topics and serve as liaison to speakers. Work in coordination with Admin/Social Media Director and VP./Role: Program Director./ Duty: Manage events and potential conference programs for the chapter along with implanting DEI opportunities through programs and other opportunities as the director sees fit. Research potential speakers and topics and serve as liaison to speakers. Work in coordination with Admin/Social Media Director and VP./ Start Date: 5/15/2023./ Hours Devoted: No./ Time Required: No. 4) Name of Business: Illinois Tech./ Address: 10 w 35th street COOK ilk United States60616./ Investment Related: No./ Nature: "BoA members are asked to attend two annual meetings, share strategic insights with the School's leadership, facilitate connections to the business community, and contribute at least $5,000 annually to support Stuart's strategic initiatives. BoA members may also choose to participate in the BoA Mentorship Program, which pairs highly qualified students with members of the Board of Advisors for an academic year (nine-month) mentoring program. BoA member terms are three years, with the option to renew. The BoA meets twice a year and meetings are hybrid with a virtual option. Our next meeting will be on April 24, 2024./ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duty: BoA members are asked to attend two annual meetings, share strategic insights with the School's leadership, facilitate connections to the business community,/ Start Date: 2/1/2024./ Time Required: N/A.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-03-03
• S65 Uniform Investment Adviser Law Examination
  1997-03-03

Other Names

• Lucia R Fiumara
• Lucia Rita Fiumara
• L. Rita Fiumara