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Monika A Bennett

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

N Richland Hills, TX

CRD 2844271

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-12-17
  • TX RA
    APPROVED
    Since 2009-12-17

Branch Locations

13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States

N Richland Hills, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Dallas TX 07/1999 Present
  • 07/1999 → Present
    Merrill Lynch
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-13
  • S66 Uniform Combined State Law Examination
    2007-04-13
Other Names
  • Monika Ann Valentine
  • Monika Ann Brown
  • Monika A Valentine
  • Monika A Brown
  • Monika Ann Bennett

View on SEC IAPD

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