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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-10 |
| TX | RA | APPROVED_RES | 2010-04-30 |
| FL | RA | APPROVED | 2006-03-23 |
Branch Locations
2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 07/2003 | Present |
I*393287For profit or not for profit: Entity For ProfitName of outside business organization: Palm Run LLC.Investment related: NAddress of business: Indian Shores, Florida, 33785Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 11/16/2018Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , On the advice of our atty, my Mom and I are putting the family beach condo (currently in joint ownership) in a LLC. I will be a member and manager. We have decided to rent the unit out for several months next year. I*2969276, Entity Type: Entity For Profit, Name of OBA: Stagg Hill Retreat, LLC, Address: Paso Robles, California, 93446, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 10/08/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Member/Manager of LLC, LLC to hold a raw land purchase in Paso Robles, CA. The LLC will eventually be used to develop the land, build a primary dwelling for retirement, with possible short term rental potential. OBA ID: 1653355OBA Name: Free The Cork, LLCLocation: St Pete FLInvestment Related Activity: NoStart Date: 1/10/2024Role: General Partner/Managing MemberDuties: This entity is the primary vehicle for an app build on the Openai App store (similar to apps on apple store) which will provide AI powered wine and food pairing advice. I will assist my wife with the entity as needed with mostly operational and clerical activities. My wife is designing the app and programming the app.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-06 |
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