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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Management, Llc | Menomonee Falls | WI | 01/1997 | 10/2021 |
| Allspring Asset Management Holding, Llc | Menomonee Falls | WI | 01/1997 | 04/2022 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 06/2022 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2022 | Present |
| Allspring Funds Management, Llc | Menomonee Falls | WI | 12/2016 | 04/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-28 |
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